Registered Investment Advisers (AdvisersGold)

A dedicated insurance solution that offers professional liability coverage for Registered Investment Advisers.

Markets go up and down.  We help you steady the ship. 

Wealth management is big business, with $89 trillion of global assets under management reported in 2019.  With an industry that's always evolving, professional investment advisers face industry-related risks that seem like a constantly moving target. 

We’re here to help.  With Amwins by your side, you not only get the best opportunities and data-driven insights – you get a direct extension of your team.  We care for your capital as if it were our own.  Because, at the end of the day, we’re about earning trust through every transaction.

, part of Amwins Program Underwriters offered through Amwins Underwriting , provides superior professional liability coverage, at a competitive price, for investment advisers. Coverage is provided for financial planning services, investment management services (including activities as a registered investment adviser), life insurance sales, registered representative and the provision of general financial education courses and seminars.  The program is distributed through a select group of retail brokers.

Eligible accounts

  • Firms with 1-20 Registered Investment Advisers (RIA)
  • Assets under management up to $750M
  • Annual gross fees up to $10M

Program highlights

  • Broad definition of covered activities and who is protected under the policy
  • Competitive pricing as compared to generalist professional liability insurers
  • Coverage for acts as a fiduciary for employee benefit plans
  • Premium discounts for professional designations and risk management practices
  • Coverage by endorsement for life insurance agents or trustees
  • Coverage for personal liability under Pension Protection Act of 2006

For additional information regarding our specialized RIA professional liability program, visit

Registered Investment Advisers Professional Liability
Program details


The program is available in all U.S. states



  • $100,000/$250,000 to $2,000,000/$2,000,000


  • Rated "A+" (Superior) XV
  • Non-admitted